RockvilleMDRecruiter Since 2001
the smart solution for Rockville jobs

Broker Dealer Client Service Representative

Company: MUFG Investor Services
Location: Rockville
Posted on: February 25, 2021

Job Description:

Due to exceptional demand for its services we are seeking a Broker Dealer Client Service Representative to join our Dealer Services team and work in our Rockville, MD office. This is a unique opportunity to join a dynamic, fast growing organization.Job ResponsibilitiesMUFG Investor Services (US), LLC is seeking an exceptional professional to join its Dealer Services team.--Reporting to the Dealer Services Supervisor, this person will join a highly collaborative team responsible for fulfilling daily NSCC operations.--The successful candidate will have experience with NSCC processing as well as commission processing and back office operations.The role presents an opportunity to work closely with many business units within the firm and to support and enhance services provided to our customers. The position will be located in our Rockville, MD office.Specific responsibilities include:NSCC operations* Processing a large volume of NSCC records, including mutual fund order and settlement records, through the transfer agent (TA) recordkeeping systems* Posting transactions on the TA system and managing exceptions* Overseeing daily communication of price, dividend, commission, cost basis, share aging, position and activity records* Addressing immediate file processing issues and order record exceptions* Coordinating with internal teams and intermediary back offices regarding NSCC processing, cash settlement, corporate actions and commission paymentsCash flow reporting* Communicating intra-day cash flow information in real time to Portfolio Management and Trading teams* Ensuring receipt, entry, and integrity of manual and automated trade estimates* Detailing cash flow discrepancies to Portfolio Management teams* Communicating large estimate requirements to third partiesBack office support for intermediaries* Processing trade corrections, non-ACAT transfer-in-kind requests and other intermediary correspondence* Handling commission and trailer fee payments and related control functions* Responding to operational inquiries as they are received by phone, fax and email* Reviewing client documents for accuracy in accordance with company policies and procedures and industry regulations* Resolving sensitive client situations related gain/loss billing and trade estimates* Supporting Client Services in answering direct shareholder and advisor callsQualifications and Skills* Four-year college degree or equivalent is required* Financial services or mutual fund industry experience is preferred* Working knowledge of the Depository Trust and Clearing Corporation (DTCC) and National Securities Clearing Corporation (NSCC) and their suite of mutual fund processing utilities is preferred* Strong analytical and problem solving skills and the ability to make informed decisions is essential* Strong knowledge of Microsoft Office software, with an emphasis in Excel* Team-oriented attitude; willing to assist others in the department as necessary* Positive customer service attitude* Ability to prioritize and manage multiple assignments, including the ability to manage a high volume of emails* Ability to learn and work from a variety of software platforms* Solid written and oral communication skillsInterested candidates should forward their resume to OpsRecruiter@mufg-is.com .--Please quote the position title in the subject of your email.MUFG Investor Services (US), LLC is an equal opportunity employer.

Keywords: MUFG Investor Services, Rockville , Broker Dealer Client Service Representative, Sales , Rockville, Maryland

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Sales Jobs


ASSURANCE Independent Agents: Licensed Medicare Insurance Agent
Description: Job DescriptionNow that
Company: ASSURANCE Independent Agents
Location: Columbia
Posted on: 03/2/2021

Marine Interdiction Agent
Description: Duties br br Summary br br As our nation navigates the COVID-19 pandemic, CBP is committed to delivering our mission to safeguard America's borders and enable legitimate trade and travel. Staffing (more...)
Company: U.S. Customs and Border Protection
Location: Parkville
Posted on: 03/2/2021

ASSURANCE Independent Agents: Licensed Health Insurance Agent
Description: Job DescriptionThis role requires the candidate to currently have a Residential Insurance License. Do not apply if you are not already a Licensed Insurance Agent. Join the revolutionary ASSURANCE platform (more...)
Company: ASSURANCE Independent Agents
Location: York
Posted on: 03/2/2021


Licensed Medicare Sales Agent - Work from Home, Full-Time Position
Description: Job Description Now that AEP is over, find your permanent home About Assurance
Company: ASSURANCE Independent Agents
Location: Easton
Posted on: 03/2/2021

ASSURANCE Independent Agents: Licensed Medicare Insurance Agent - Year-Round, Salaried Role
Description: Job DescriptionNow that
Company: ASSURANCE Independent Agents
Location: Annapolis
Posted on: 03/2/2021

In-Store Sales Associate
Description: Responsibilities/Skills/Experience Requirements 1000 SIGN ON BONUS br br Job Responsibilities br ul li Generates appointments that leads to a Sales Associate sitting with a member in their (more...)
Company: Care & Comfort
Location: Baltimore
Posted on: 03/2/2021

Associate Real Estate Agent
Description: Job Description br br An Associate Real Estate Agent helps clients with the purchase and sale of their home. In this position, you will assist clients with listing and selling their home and guide (more...)
Company: The Oldfather Group
Location: Chester
Posted on: 03/2/2021

Real Estate Sales Representative
Description: Job Description br br A Real Estate Sales Representative is a real estate agent who meets with clients to help them with the purchase and sale of property. You must be customer service oriented and (more...)
Company: The Oldfather Group
Location: Annapolis
Posted on: 03/2/2021

Sales Market Manager, Baltimore MD
Description: Armstrong Flooring, Inc. AFI has an opportunity as a Market Manager located in Baltimore, MD. The Market Manager will be joining an established team of sales professionals to collectively drive sales. (more...)
Company: Armstrong Flooring, Inc.
Location: Baltimore
Posted on: 03/2/2021

Sales Administrator
Description: Seeking an experienced Sales Administrator in Baltimore City, MD.If you desire to work for a stable, growing, family-owned business with over four decades of experience in its field, then your passion, (more...)
Company: Swirnow Building Systems
Location: Baltimore
Posted on: 03/2/2021

Log In or Create An Account

Get the latest Maryland jobs by following @recnetMD on Twitter!

Rockville RSS job feeds