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Compliance Analyst, Technology (100% Remote)

Company: ConsultNet
Location: Rockville
Posted on: November 14, 2022

Job Description:

Associate Compliance Analyst (Internal Controls, Risk Mitigation, Regulatory Affairs)

Anywhere, US


Job Description:

Our client, a major regulatory authority organization overseeing the integrity of the stocks, securities and bonds markets is currently seeking an individual to come in and serve as their Compliance Analyst within their Regulatory Policy group.

What you'll be doing:

The main function of a Compliance Analyst is to perform activities to ensure compliance with our clients' policies, procedures, rules, standards and controls related to company-wide network, elevated access, and operational processes.

Job Responsibilities:

Quality Assurance

Review and analyze a sampling of daily work performed by other specialists to ensure accuracy and to mitigate risk.

Utilizing documented work processes, ensure critical activities are performed according to policies and guidelines, are free of errors, and meet service level agreements.

Perform validations on key data elements by researching internal systems and logs.

Assist with special projects as assigned by management.


Evaluate company-wide controls and review policies for scheduled and periodic audit reviews.

Liaison with various departments throughout the organization to provide recommendations to mitigate risks and gaps or to promote best practices in limiting access to the organizations'technical resources.


Bachelor's degree

Two (2) years of relevant work experience in a research analyst, testing or quality assurance, compliance related role

Demonstrate critical thinking skills, sound judgment, attention to detail, and strong organizational and communication skills.

Proficiency with MS Office tools, including Excel, Access, and Word.

Keywords: ConsultNet, Rockville , Compliance Analyst, Technology (100% Remote), Professions , Rockville, Maryland

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