Compliance Analyst, Technology (100% Remote)
Posted on: November 14, 2022
Associate Compliance Analyst (Internal Controls, Risk
Mitigation, Regulatory Affairs)
Our client, a major regulatory authority organization overseeing
the integrity of the stocks, securities and bonds markets is
currently seeking an individual to come in and serve as their
Compliance Analyst within their Regulatory Policy group.
What you'll be doing:
The main function of a Compliance Analyst is to perform activities
to ensure compliance with our clients' policies, procedures, rules,
standards and controls related to company-wide network, elevated
access, and operational processes.
Review and analyze a sampling of daily work performed by other
specialists to ensure accuracy and to mitigate risk.
Utilizing documented work processes, ensure critical activities are
performed according to policies and guidelines, are free of errors,
and meet service level agreements.
Perform validations on key data elements by researching internal
systems and logs.
Assist with special projects as assigned by management.
Evaluate company-wide controls and review policies for scheduled
and periodic audit reviews.
Liaison with various departments throughout the organization to
provide recommendations to mitigate risks and gaps or to promote
best practices in limiting access to the organizations'technical
Two (2) years of relevant work experience in a research analyst,
testing or quality assurance, compliance related role
Demonstrate critical thinking skills, sound judgment, attention to
detail, and strong organizational and communication skills.
Proficiency with MS Office tools, including Excel, Access, and
Keywords: ConsultNet, Rockville , Compliance Analyst, Technology (100% Remote), Professions , Rockville, Maryland
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