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Senior Analyst, Trading Analysis

Company: Financial Industry Regulatory Authority, Inc.
Location: Rockville
Posted on: September 13, 2020

Job Description:

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The Senior Analyst conducts routine reviews of moderate complexity in search of unusual market activity for evidence of violations of applicable federal securities laws and FINRA and/or RSA client rules and regulations and assists senior staff on more complex assignments. This is competent-level professional work in which incumbents are refining and expanding skills, and working under limited supervision and moderate guidance.. Essential Job Functions

Keywords: Financial Industry Regulatory Authority, Inc., Rockville , Senior Analyst, Trading Analysis, Other , Rockville, Maryland

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