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Director, Member Supervision Project Management

Company: Financial Industry Regulatory Authority, Inc.
Location: Rockville
Posted on: September 12, 2020

Job Description:

Director, Member Supervision Project Management Chicago, IL

Atlanta, GA

Reston, VA

Woodbridge, NJ

Washington, DC

Philadelphia, PA

New Orleans, LA

Serve as lead for an assigned program and provide a holistic view of all projects and operational changes to ensure proper service/deliverables are provided Essential Job Functions:

Manage 4-6 direct reports, including Business Analysts, Project Managers, and Contractors

Manage direct reports workload, performance, and development

Develop and monitors progress of all project plans and timelines for their dedicated business units

Manage cross-functional teams and lead associated meetings

Develops and helps to implement change management plans for assigned portfolio of projects

Serves as the primary point of contact for business and support leadership and an escalation point for direct reports

Provide strategic and tactical guidance on existing projects; serves as an escalation point for project managers and senior project managers

Monitor implemented changes to evaluate adoption of project plans

Interacts with senior leadership frequently to address questions and concerns

Identifies areas for training and development for PMO staff and mentors and leads development efforts for direct reports

Manages a portfolio of highly visible projects for multiple programs that have external touchpoints and carry significant reputational risk to FINRA if not executed successfully.

Provides oversight and coaching of project managers to develop business requirements and project plans

Monitor project progress, identify substantive issues, determine appropriate escalation, and participate in project governance forums

Identifies emerging trends and patterns across assigned business units

Liaises with business units to ensure programs are functioning properly and identifies business process improvements frequently

Develops presentations, reports and other supplemental materials for senior leadership meetings with the Board, SEC and other external stakeholders

Education/Experience Requirements:

Bachelor's Degree or an equivalent combination of education and experience required. Major in Business Administration or related fields preferred.

MBA, JD, other graduate degree and/or relevant industry certification(s) preferred

Professional project management certification a plus, Professional project management certification preferred

Moderate experience in the area(s) of large-scale project management and other areas of increasing responsibility.

Prior supervisory experience, including personnel management, is required

Knowledge Requirements:

Knowledge of FINRA departmental organizations and mandates is desirable

Expert knowledge and technical skills related to project and operations management

Skill Requirements:

Expert ability to effectively liaise with internal and external parties

Expert interpersonal and leadership skills

Expert ability to inspire and motivate direct reports

Expert relationship building skills

Expert ability to make timely decisions

Expert critical thinking, analytical and strategic skills

Excellent written and communication skills

Excellent organizational skills with excellent detail orientation

Proficient in utilizing available internal resources

To be considered for this position, please submit an application.

The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.

Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.

FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accommodations.

In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and vesting in a 401(k) plan with company match. You will also be eligible for participation in an additional FINRA-funded retirement contribution, our tuition reimbursement program and many other benefits. If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, consider a career with FINRA.

Important Information

FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.

You can read more about these restrictions here .

As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.

Search Firm Representatives

Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.

FINRA is an Equal Opportunity and Affirmative Action Employer

All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates.

FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.

FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.

©2020 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.

FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers.

FINRA touches virtually every aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA uses technology powerful enough to look across markets and detect potential abuses. Using a variety of data gathering techniques, we work to detect insider trading and any strategies firms or individuals use to gain an unfair advantage.

In today's fast-paced and complex global economy, FINRA is a trusted advocate for investors, dedicated to keeping the markets fair and proactively addressing emerging regulatory issues before they harm investors or the markets. FINRA operates from Washington, DC, and New York, NY, with other offices around the country.

Find out more about us and how we work—and view our current openings—at www.finra.org/careers.

Keywords: Financial Industry Regulatory Authority, Inc., Rockville , Director, Member Supervision Project Management, Other , Rockville, Maryland

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