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Associate Director, First Line Risk

Company: MUFG Investor Services
Location: Rockville
Posted on: August 5, 2022

Job Description:

EOE Statement We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status or any other characteristic protected by law. Description MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $3.2 trillion in assets - we provide clients access to a range of leading solutions from fund administration, middle-office outsourcing, custody, foreign exchange, fund of hedge fund financing, trustee services and depositary to securities lending and other banking services.We offer our employees a stimulating environment where they can learn and grow as a Compliance/Risk professional and are able to advance their career. This opportunity offers an excellent benefits package and competitive compensation program.Job DescriptionMUFG Investor Services is seeking an Associate Director, Business Unit Risk Manager to join our Business Unit Control Office (BURCO). The qualified individual will join a highly detail oriented team responsible for providing strategic support to the first line Risk Functions in the design, implementation and maintenance of the first line Risk programs and related policies & procedures. The Assoicate Director, First Line Risk will have an active role in the development and implementation of enhancements to the overall first line Risk Programs, conducting control tests, documenting risk and control self-assessments, updating and tracking issues and providing management reporting to various committees. Responsibilities

  • Assist with the Risk, Control Self-Assessment (RCSA) Program execution and delivery, including reporting to both MFS and MUAH (for example, RCSA program requirements and End User-Computing controls)
  • Monitor and track issues
  • Work with various teams to remediate issues
  • Assist with the development of reports and provide periodic updates regarding the First Line Risk Programs, results of testing & monitoring and other matters to the CCO, CRO, Senior Management, and the Risk & Compliance Committee
  • Provide support with MFS First Line Risk policy and procedure development and maintenance
  • Performs other duties as required and participates in special projects as deemed necessary and appropriate by the Senior Management. - Position Requirements
    • Bachelor's degree is required from a four year college or university.
    • 3-5 years of experience working in a Risk management role for a company operating in the Financial Services industry.
    • Experience executing Risk and Control self-assessments including control testing
    • Experience and ability to effectively communicate and interact with employees at all levels in the company, Internal Audit as well as Regulators.
    • Must be a self-starter, detail-oriented and extremely organized.
    • Solid and proven ability to think strategically.
    • Excellent communication (both oral and written) and team management skills are required.
    • Good documentation as well as high level management reporting discipline is essential.Interested candidates should forward their resume to Recruiter@mufg-is.com . -Please quote the position title in the subject of your email.MUFG Investor Services (US), LLC is an equal opportunity employer. - This position is currently accepting applications. Production Operations Lead in Rockville, MD
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Keywords: MUFG Investor Services, Rockville , Associate Director, First Line Risk, Executive , Rockville, Maryland

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